Quiz – Live Online Course

Marketing Compliance, Regulatory Reporting and Portfolio Management in AIFs – 09/12/2023

PLEASE ANSWER ALL THE BELOW QUESTIONS – 10 QUESTIONS

QUIZ - Live Online Course – Marketing Compliance, Regulatory Reporting and Portfolio Management in AIFs - 09/12/2023

Please enter your Name and Surname
Question 1: Which of the following is considered to be marketing communication?
Question 2: If there is not enough space in the advertisement then, as per ESMA regulations, we are allowed not to include a disclaimer
Question 3: If marketing communication refers to rewards then it should definitely:
Question 4: AIFs should always include whether a fund is active or passive
Question 5: If an AIF includes sustainability factors in its marketing compliance, then:
Question 6: Can AIFs still use a KIID?
Question 7: If an AIF is no longer offered to the public or if an investor seeks additional investments, do they still need a KID?
Question 8: The NET DV01, the NET CS01, and the NET Equity Delta reports all aim at examining the AIF portfolio’s sensitivity to various changes in the macroeconomic environment
Question 9: As per the AIFM law, every AIF and every AIFM should at least engage in:
Question 10: Which one is not a portfolio management strategy?

Thank you!