Institute of Continuous Professional Training and Education

Quiz – Live Online Course

Safeguarding of financial instruments and funds – 19/11/2025

PLEASE ANSWER ALL THE BELOW QUESTIONS – 10 QUESTIONS

QUIZ - Live Online Course – Safeguarding of financial instruments and funds - 19/11/2025

Please enter your Name and Surname.
Question 1: What is the primary goal of safeguarding in financial firms?
Question 2: Which of the following is not an operational safeguarding risk?
Question 3: CySEC Directive DI87-01 requires CIFs to appoint:
Question 4: CySEC allows a small buffer in client accounts if it is:
Question 5: Who holds ultimate responsibility for safeguarding?
Question 6: A common governance failure is:
Question 7: What type of reconciliation compares CIF and custodian records?
Question 8: The ILAR must be submitted:
Question 9: The primary goal of safeguarding training is to:
Question 10: A common indicator of a compliance gap in safeguarding is:

Thank you!