Courses
Copy Trading, Market Abuse, Compliance, and EMIR Refit
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the ancillary service of Investment Research and Financial Analysis. Investment research is an ancillary service, i.e. “providing necessary support to the primary activities or...
Governance, Custody, Reporting, Prospectus, and Marketing in Alternative Investment Funds
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units.This course explains the different categories of a Fund (Alternative Investment Fund [AIF], Alternative Investment Fund with Limited Number...
Apply security measures and controls to safeguard the processing of personal data and the importance to identify and report a breach
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units.This course describes a number of security measures that a company/organisation can...
Compliance Management and the role and responsibilities of the AML/CFT Compliance Officer
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. The AML/CFT compliance function is central to obliged entities AML/CFT efforts. This is why Directive (EU) 2015/849 requires that obliged entities...
Risk-Based Approach & Standard/Simplified/Enhanced CDD
10 CPD
The course can be accredited by regulators and other bodies for 10 CPD Units.This course might be one of the most comprehensive courses in Risk-Based Approached (RBA) and Customer Due Diligence (CDD). It explains in detail all you need to know about RBA and...
Transaction Monitoring – AML Transaction monitoring rules
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Transaction monitoring is a vital weapon in the fight against financial crime. This course explains Transaction Monitoring (TM) and transaction monitoring tools. It analyses the legal basis and...
Conflict of interest arising from FX models and outsourcing risks
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course analyses the various FX broker models and explains how (a) Dealing Desk (DD) FX broker/ Authorised Market Maker, (b) Non-Dealing-Desk (NDD) or ‘Straight through processing’ Model...
Sanctions Compliance Program
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains that Companies should develop, establish and implement a Sanctions Compliance Program (SCP) which should be appropriate, adequate, proportionate to Company’s nature and size and effective in order to...
Διοργάνωση εκδηλώσεων από το Α ως το Ω
2 CPD
Σκοπός του προγράμματος του σεμιναρίου είναι να εφοδιάσει τους εκπαιδευόμενους με γνώσεις, δεξιότητες και εργαλεία έτσι ώστε να μπορούν με επιτυχία να ακολουθήσουν ένα προς ένα όλα τα βήματα και να φέρουν σε πέρας την διοργάνωση εταιρικών και...
Understanding sanctions
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Obliged entities should develop, establish and implement sanctions policy, sanctions manuals, policies and procedures based on the Sanctions Law, Sanctions Directive and relevant guidelines from supervisory authorities that...
The AIFM and Small AIFM in Cyprus
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the general conditions that applies for an Alternative Investment Fund Manager (AIFM) and for a Small AIFM. It describes an AIFM's key characteristics, the initial capital requirements for an AIFM, its organisational...
Product Governance and KIID/PRIIP Preparation
5 CPD
The course can be accredited by regulators and other bodies for up to 5 CPD Units. To avoid and reduce from an early stage potential risks of failure with investor protection rules, investment firms, manufacturing and distributing financial instruments should comply with...
AML: Business Wide Risk Assessment (BWRA)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes Business Wide Risk Assessment (BWRA) and explains its main objectives. It analyses the legal basis and the provisions of the Law relevant to BWRA. It explains the main...
Key conditions for the implementation of GDPR
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes the key conditions of the “Consent” and Data Protection Officer’s monitoring of GDPR, that a company should take into consideration in order to comply with the provisions of...
Product Governance: Product Review Process (PRP)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Regulation requires that product manufacturers “regularly review” their products. This course explains the Product Review Process (PRP) and analyses each step of the PRP. It provides an...
All about GDPR Consent – How to obtain a valid Consent
3 CPD
The course can be accredited by regulators and other bodies for 3 CPD Units. This course describes the Consent as a lawful basis of processing personal data. It describes in detail about how to obtain a Consent, the elements that must exist in order a Consent to be considered...
Risk Management in the Financial Services Industry (UCITS, AIF, AIFM)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course aims to describe the risk management in the financial services industry and explains the various risks that investment managers face when investing their clients' funds. It offers...
Product Governance: Product Approval Process (PAP)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes the concept of product Manufacturer and product Distributor and explains the main objective of product governance requirements as well as the main principles of...
Assessment of suitability A to Z
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course analyses the requirements that MiFID II and MiFID II Delegated Regulation place on investment firms when they provide investment advice or discretionary portfolio management services. These...
Information addressed to clients by Investment Firms
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course provides an in-depth analysis of the information that investment firms should provide to their clients or potential clients. It describes in detail the....
