Self-Paced Courses
In depth analysis of Customer Acceptance Policy & Client onboarding
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains and analyses the customer onboarding process as well as the scope, basic principles and the basic objectives of the...
Deep Dive into Source of Funds (SoF) & Source of Wealth (SoW)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Source of Funds (SoF) and Source of Wealth (SoW) are two distinct yet related concepts in the context of anti-money laundering (AML) and customer due diligence (CDD). Both are essential...
Understanding Know Your Client (KYC), Customer Due Diligence (CDD) and their differences
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. ‘Know your customer’ (KYC) is a systematic process that obliged entities need to carry out to identify and verify the potential customer's identity...
Best Execution, Unfair Practices, and Money Laundering
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the definition of “Best Execution” and elaborates on Articles 27 and 28 of Directive 2014/65/EU. It also provides a number of Questions and Answers on Best Execution...
Real Estate ML/TF risk and the most common ways criminals use real estate to launder money (Typologies)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the money laundering risks in the real estate sector. Real estate sector has high ML risks, however, industry players often fail to...
Money laundering – RBA – Risk Assessment & Risk Mitigation in the real estate sector
7 CPD
The course can be accredited by regulators and other bodies for 7 CPD Units. Real estate sector has been always attractive to money launderers because it facilitates the integration of criminals’ ill-gotten proceeds through...
Compliance Management and the role and responsibilities of the AML/CFT Compliance Officer
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. The AML/CFT compliance function is central to obliged entities AML/CFT efforts. This is why Directive (EU) 2015/849 requires that obliged entities...
Risk-Based Approach & Standard/Simplified/Enhanced CDD
10 CPD
The course can be accredited by regulators and other bodies for 10 CPD Units. This course might be one of the most comprehensive courses in Risk-Based Approached (RBA) and Customer Due Diligence (CDD). It explains in detail all you need to know about RBA and...
Transaction Monitoring – AML Transaction monitoring rules
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Transaction monitoring is a vital weapon in the fight against financial crime. This course explains Transaction Monitoring (TM) and transaction monitoring tools. It analyses the legal basis and...
Sanctions Compliance Program
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains that Companies should develop, establish and implement a Sanctions Compliance Program (SCP) which should be appropriate, adequate, proportionate to Company’s nature and size and effective in order to...
Understanding sanctions
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes the content of a sanctions policy and outlines a Sanctions Compliance Program. An obliged entity should develop a sanctions policy outlining the principles to be followed in order to comply with the requirements of the Sanctions’ Laws...
AML: Business Wide Risk Assessment (BWRA)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes Business Wide Risk Assessment (BWRA) and explains its main objectives. It analyses the legal basis and the provisions of the Law relevant to BWRA. It explains the main...
Customer Due Diligence and Marketing Communication
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course aims to describe in summary the types of financial crime and the stages and process of Money Laundering. It also explains in brief the Customer Due Diligence (CDD) measures and...
Risk-Based Approach for Administrative Service Providers (ASPs)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course analyses in details how Administrative Service providers (ASPs) and in general Licensed Entities can design...
Identifying ML/TF risk factors and business-wide and individual risk assessments
3 CPD
The course can be accredited by regulators and other bodies for 3 CPD Units. This course analyses the sections (a) Risk assessments: key principles for all firms and (b) Identifying ML/TF risk factors, of the...
CDD measures to be applied by all firms
3 CPD
The course can be accredited by regulators and other bodies for 3 CPD Units. This course analyses the sections (a) Assessing ML/TF risk and (b) CDD measures to be applied by all firms of the European Banking Authority (EBA) Guidelines on customer due diligence and...
The ML/TF Risk Factors Guidelines
6 CPD
The course can be accredited by regulators and other bodies for 6 CPD Units. This course analyses the European Banking Authority (EBA) Guidelines on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with...
Stages of Money Laundering
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course aims to describe and explain how money is laundered and analyze the complete money laundering process as well as the stages of the money laundering process. It also aims to explain why criminals need to place the cash into the...
Beneficial Ownership All You Need to Know
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course aims to describe and explain the techniques and mechanisms employed by criminals to obscure their ownership and control of illicitly obtained assets and the challenge for...
