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Deep Dive into Source of Funds (SoF) & Source of Wealth (SoW)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. Source of Funds (SoF) and Source of Wealth (SoW) are two distinct yet related concepts in the context of anti-money laundering (AML) and customer due diligence (CDD). Both are essential...
Understanding Know Your Client (KYC), Customer Due Diligence (CDD) and their differences
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. ‘Know your customer’ (KYC) is a systematic process that obliged entities need to carry out to identify and verify the potential customer's identity...
Introduction to Wealth Management – Part II
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains basic financial mathematics including the Simple and Compound Interest, the formula of the future value of an amount invested now at a given rate of interest, the...
Introduction to Wealth Management – Part I
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the meaning of “Wealth Management”, “Family Offices” and why someone may need a “Family Office”. It elaborates on the meaning of “Advising Clients”, the investor types and...
Valuation Methods for Stocks and Bonds
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the valuation methods for Stocks and Bonds and elaborates on Bond features, Coupon Rates and Interest Rates. As a financial instrument, a Bond represents...
Best Execution, Unfair Practices, and Money Laundering
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the definition of “Best Execution” and elaborates on Articles 27 and 28 of Directive 2014/65/EU. It also provides a number of Questions and Answers on Best Execution...
Live Online – Understanding the role and responsibilities of the Regulatory Compliance Function
5 CPD
Date: 22 November 2024
Time: 10:00 - 15:30 (Course duration 5 Hours)
Presentation: Live Online
The course can be accredited by regulators and other bodies for 5 CPD Units. Click to read more details...
Live Online – A GDPR guide for staff awareness and relevant reporting requirements
5 CPD
Date: 21 November 2024
Time: 10:00 - 15:30 (Course duration 5 Hours)
Presentation: Live Online
The course can be accredited by regulators and other bodies for 5 CPD Units. Click to read more details...
Live Online – A Deep Dive in UCITS and AIF functions
5 CPD
Date: 20 November 2024
Time: 10:00 - 15:30 (Course duration 5 Hours)
Presentation: Live Online
The course can be accredited by regulators and other bodies for 5 CPD Units. Click to read more details...
Live Online – KYC, CDD, SoF & SoW, Customer Acceptance Policy – Client Onboarding
5 CPD
Date: 19 November 2024
Time: 10:00 - 15:30 (Course duration 5 Hours)
Presentation: Live Online
The course can be accredited by regulators and other bodies for 5 CPD Units. Click to read more details...
Real Estate ML/TF risk and the most common ways criminals use real estate to launder money (Typologies)
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the money laundering risks in the real estate sector. Real estate sector has high ML risks, however, industry players often fail to...
GDPR from a staff awareness perspective
5 CPD
The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes in brief the key provisions and requirements of the Regulation (EU) 2016/679 (GDPR) and provides an explanation regarding the obligation of a company that processes...
