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€120

Transaction Monitoring – AML Transaction monitoring rules

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. Transaction monitoring is a vital weapon in the fight against financial crime. This course explains Transaction Monitoring (TM) and transaction monitoring tools. It analyses the legal basis and...

€120

Conflict of interest arising from FX models and outsourcing risks

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course analyses the various FX broker models and explains how (a) Dealing Desk (DD) FX broker/ Authorised Market Maker, (b) Non-Dealing-Desk (NDD) or ‘Straight through processing’ Model...

€120

Sanctions Compliance Program

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains that Companies should develop, establish and implement a Sanctions Compliance Program (SCP) which should be appropriate, adequate, proportionate to Company’s nature and size and effective in order to...

€60

Διοργάνωση εκδηλώσεων από το Α ως το Ω

2 CPD

Σκοπός του προγράμματος του σεμιναρίου είναι να εφοδιάσει τους εκπαιδευόμενους με γνώσεις, δεξιότητες και εργαλεία έτσι ώστε να μπορούν με επιτυχία να ακολουθήσουν ένα προς ένα όλα τα βήματα και να φέρουν σε πέρας την διοργάνωση εταιρικών και...

€120

Understanding sanctions

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. Obliged entities should develop, establish and implement sanctions policy, sanctions manuals, policies and procedures based on the Sanctions Law, Sanctions Directive and relevant guidelines from supervisory authorities that encompass deep...

€120

The AIFM and Small AIFM in Cyprus

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course explains the general conditions that applies for an Alternative Investment Fund Manager (AIFM) and for a Small AIFM. It describes an AIFM's key characteristics, the initial capital requirements for an AIFM, its organisational...

€120

Product Governance and KIID/PRIIP Preparation

5 CPD

The course can be accredited by regulators and other bodies for up to 5 CPD Units. To avoid and reduce from an early stage potential risks of failure with investor protection rules, investment firms, manufacturing and distributing financial instruments should comply with...

€120

AML: Business Wide Risk Assessment (BWRA)

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes Business Wide Risk Assessment (BWRA) and explains its main objectives. It analyses the legal basis and the provisions of the Law relevant to BWRA. It explains the main...

€120

Key conditions for the implementation of GDPR

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course describes the key conditions of the “Consent” and Data Protection Officer’s monitoring of GDPR, that a company should take into consideration in order to comply with the provisions of...

€120

Product Governance: Product Review Process (PRP)

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. Regulation requires that product manufacturers “regularly review” their products. This course explains the Product Review Process (PRP) and analyses each step of the PRP. It provides an overview of...

€80

All about GDPR Consent – How to obtain a valid Consent

3 CPD

The course can be accredited by regulators and other bodies for 3 CPD Units. This course describes the Consent as a lawful basis of processing personal data. It describes in detail about how to obtain a Consent, the elements that must exist in order a Consent to be considered...

€120

Risk Management in the Financial Services Industry (UCITS, AIF, AIFM)

5 CPD

The course can be accredited by regulators and other bodies for 5 CPD Units. This course aims to describe the risk management in the financial services industry and explains the various risks that investment managers face when investing their clients' funds. It offers...

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